Guiding Principles of the Undertaking

The acts of the PFS responsible persons are based not only on the legal provisions but also on the guiding principles of the undertaking. We feel responsible for the observance of these guiding principles and live in line with them every day.

ESG_disclosure_EN

PFS AG Corporate Governance Guidelines_EN

Conflicts of Interests

The most important part of the management of conflict of interests consists in the prevention of potential conflicts of interests, resp. the prevention of the arising of abstractly existing conflicts of interests. In this relation PFS will take reasonable precautions that to the extent possible prevent the arising of the identified abstract conflicts of interests in the management of a UCITS/AIF or of a client.

PFS AG Conflicts of Interests_EN

Compensation Policy

You can find an overview of the compensation policy for the Prime FS in the attached documents.

Vergütungsbericht für das Kalenderjahr 2017

Vergütungsbericht für das Kalenderjahr 2018

Vergütungsbericht für das Kalenderjahr 2019

Vergütungsbericht für das Kalenderjahr 2020

Vergütungsbericht für das Kalenderjahr 2021

Vergütungsbericht für das Kalenderjahr 2022

Vergütungsbericht für das Kalenderjahr 2023

PFS AG – Remuneration Policy EN

Voting Policy

Generally, good corporate management is expressed in an increasing exchange rate of the shares in the long run. For this reason PFS is regularly kept informed for the most important questions in relation to the activity and control over the undertaking. This knowledge makes possible the competent exercising of the membership rights and voting rights and enables the participation in the development of the undertaking strategy and the control of the management activities.

PFS AG Policy on the Exercising of a Voting Right_EN

Best Execution Policy

Another essential objective is the best possible execution (hereinafter referred to as the “Best Execution“) of the trade decisions of UCITS/ AIF in favour of the clients. The applicable provisions are an integral part of this best execution policy. It points out the principles, in accordance with which PFS executives trade decisions in order to guarantee the best possible execution for investors. The best execution policy applies to all UCITS/ AIF and assets of clients managed by PFS, in respect of which PFS makes trade decisions.

PFS AG Best Execution Policy_EN

Trade Centres

In the enclosed summary you will find a list of the PFS trade centres for collective investment schemes and client portfolios.

PFS AG Market places_EN

Complaint Management

We are dedicated to professional complaint management. In this way a possibility is created for you not to lose in case of a complaint and to have the commitment increased. We would like to encourage you to send us each of your complaints and proposals by the enclosed form.

Compliant Management-EN

Complaint Form

Fees

The attached document provides the current charges of Prime Fund Solutions AG in respect to time spent based on work.

Fees PFS AG